Regulatory Compliance & Enforcement
Our Regulatory Compliance & Enforcement Practice Group provides practical, professional and comprehensive advice to our broad base of local and international clients.
Financial and corporate activity today is subject to a wide array of legislation. This has led to a growing need for legal guidance on compliance and enforcement as well as managing relationships with the relevant authorities. We address the areas of activity coming under the purview of authorities like the Securities Commission, Bursa Malaysia (Stock Exchange), Bank Negara Malaysia, Companies Commission of Malaysia and other law enforcement agencies.
We have advised a number of international and local banks in investigations by financial regulators, listed corporations in investigations and enforcement proceedings by securities’ and companies’ regulators and multi-national corporations on compliance with local regulations of all kinds.
Within this practice, we offer strategic legal advice for cases related to:
- Anti-Money Laundering
- Anti-Corruption
- Breach of Trust
- Insider Trading
- Financial Regulations and Securities Legislation
- Enquiries and Prosecution by Central Bank, Securities Commission and Bursa Malaysia
- Whistle Blowing